Career Services

By John Stabinger
Posted on 2 April 2020 | 2:40 pm

Alumni Career Services


Job Seekers, Welcome to ALUMNI CAREER CENTER
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Compliance Officer - Private Equity/ Hedge Fund
Job Responsibilities Handling SFC licensing application, licensing matters and requirements Keep track of SFC regulatory changes and EDSP Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC filings, review and collection of brokerage statements Keep track of CPT requirements for Registered Officers Participate in ad hoc compliance projects Translate documents from English to Chinese and vice versa Job Requirements University graduate or equivalent degree preferred, ideally in business, accounting or law Minimum 4 years of compliance experience in asset managers or fund houses Fluency in Mandarin Chinese and English Excellent organisati


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