Career Services

By John Stabinger
Posted on 2 April 2020 | 2:40 pm

Alumni Career Services


Job Seekers, Welcome to ALUMNI CAREER CENTER
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Chief Compliance Officer - Mellon Investments Corporation (Mellon)
Mellon is seeking a highly focused and experienced Chief Compliance Officer (CCO) to manage and oversee all regulatory and compliance aspects of an SEC registered investment adviser. Mellon's business is focused on index and cash management through separate accounts, 40 Act funds, ETFs, and collective investment funds. The CCO will oversee a team that is responsible for all aspects of the compliance program including, but not limited to, Code of Ethics, compliance training, AML/KYC, regulatory filings (Form ADV, Form, CRS, etc.), NFA/CFTC program, marketing material reviews, policies and procedures, monitoring and testing, management of all regulatory exams and audits, and client compliance reporting. The CCO will have a direct reporting line into the Global Head of Compliance for BNY


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